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Sharon Marie Harken

Fidelity Brokerage Services LLC

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About Sharon Marie Harken

Sharon Marie Harken is a registered representative with Fidelity Brokerage Services LLC and has been in the financial services industry since 1996. Sharon has held previous roles with First Republic Securities Company, LLC, Charles Schwab & Co., Inc., Quick & Reilly, Inc., Salomon Smith Barney Inc., Dean Witter Reynolds Inc., Prudential Securities Incorporated, A. G. Edwards & Sons, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. She is a licensed Series 7, 9, 10, 24, 63, and 65 representative.

Firm Information

Sharon Harken is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharon Harken’s Registration & Firm History

UT

03/17/2023 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

CA

05/16/2017 - 11/02/2022

FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)

CA

12/12/2003 - 04/24/2017

CHARLES SCHWAB & CO., INC. (SUNNYVALE CA)

NY

09/23/2002 - 12/04/2003

QUICK & REILLY, INC. (NEW YORK NY)

NY

04/26/2001 - 06/22/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/26/2000 - 10/06/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

09/14/1999 - 03/28/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MO

05/24/1999 - 09/15/1999

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

09/23/1993 - 04/06/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/12/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2012

Series 24 - General Securities Principal Examination

BC

Issued 04/02/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/02/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sharon Marie Harken.
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