Unclaimed
Sharon Carbin is a financial advisor with Nylife Securities LLC. Sharon has been in the financial services industry for 19 years and has been registered with the Financial Industry Regulatory Authority (FINRA) since 6/1/2017. Sharon holds Series 6, 7, 9, 10, 63, and 66 licenses. Sharon has experience in a number of financial services areas, including investments and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2017 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
03/03/2004 - 04/14/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
11/22/2002 - 02/21/2003
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BOTH
Issued 12/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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