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Sharon Marie Carbin

Nylife Securities LLC

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About Sharon Marie Carbin

Sharon Carbin is a financial advisor with Nylife Securities LLC. Sharon has been in the financial services industry for 19 years and has been registered with the Financial Industry Regulatory Authority (FINRA) since 6/1/2017. Sharon holds Series 6, 7, 9, 10, 63, and 66 licenses. Sharon has experience in a number of financial services areas, including investments and securities.

Firm Information

Sharon Carbin is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharon Carbin’s Registration & Firm History

NY

06/01/2017 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

03/03/2004 - 04/14/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

NY

11/22/2002 - 02/21/2003

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

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Licenses & Designations

BOTH

Issued 12/15/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/13/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2005

Series 7 - General Securities Representative Examination

BC

Issued 11/21/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sharon Marie Carbin.
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