Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Campbell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Sharon has been in the financial industry for 28 years. Sharon is licensed to conduct business in 43 states and the District of Columbia. Sharon is a licensed Investment Advisor Representative in Texas. In addition to her licenses, Sharon holds the Series 6, 7 and 63 securities licenses and the SIE exam. Sharon also has a Series 65 license to advise on investments. Sharon has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Raymond James & Associates, Inc., MML Investors Services, LLC, Cetera Advisors LLC, Prudential Securities Incorporated, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/02/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGWOOD TX)
TX
04/30/2021 - 08/02/2021
CETERA ADVISORS LLC (THE WOODLANDS TX)
TX
09/24/2020 - 05/03/2021
MML INVESTORS SERVICES, LLC (The Woodlands TX)
TX
03/07/2019 - 12/17/2019
RAYMOND JAMES & ASSOCIATES, INC. (THE WOODLANDS TX)
TX
12/12/2014 - 01/29/2019
WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)
TX
04/18/2008 - 12/18/2014
UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)
TX
10/05/2007 - 10/30/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
TX
03/02/2001 - 10/16/2007
UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)
NY
01/25/1999 - 03/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/03/1998 - 01/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/07/1995 - 08/19/1997
SMITH BARNEY INC. (NEW YORK NY)
TX
02/06/1992 - 12/08/1994
A I M DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 06/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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