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Sharon Louise Charles

Thrivent Investment Management Inc.

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About Sharon Louise Charles

Sharon Louise Charles is a financial advisor with Thrivent Investment Management Inc. in Liverpool, NY. Sharon has been in the industry since 1991 and holds Series 63, 66, and 7 licenses. Sharon has previously worked with National Planning Corporation, Walnut Street Securities, Inc., AEGON USA Securities Inc., CIGNA Financial Advisors, Inc., and Capital Analysts, Incorporated. Sharon has experience working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and churches and non-profit sharing retirement accounts.

Firm Information

Sharon Charles is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sharon Charles’s Registration & Firm History

NY

06/24/2021 - Present

Thrivent Investment Management Inc. (LIVERPOOL NY)

CA

08/19/2003 - 01/03/2005

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

CA

09/30/1998 - 08/14/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

IA

02/16/1998 - 06/10/1998

AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)

PA

09/07/1993 - 09/16/1996

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

OH

11/25/1987 - 04/10/1992

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 03/16/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sharon Louise Charles.
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