Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Lesley Miller is a financial advisor with over 25 years of experience in the industry. She has held various roles at prominent firms including BANC of AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC. and FIDELITY BROKERAGE SERVICES, INC. Sharon currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., where she provides a range of services to individual and corporate clients. Her expertise includes portfolio management, financial planning, and investment management. Sharon is licensed to provide investment advice in Texas and has extensive experience serving clients in diverse sectors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
03/30/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. WORTH TX)
CA
07/31/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
RI
07/13/1998 - 08/05/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
07/02/1996 - 06/22/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MN
10/13/1995 - 03/11/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/13/1995 - 03/11/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2002
Series 4 - Registered Options Principal Examination
BC
Issued 06/02/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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