linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sharon Lee Herbst

Tcfg Investment Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sharon? Claim Your Profile

About Sharon Lee Herbst

Sharon Herbst is a registered Investment Advisor Representative with Tcfg Investment Advisors, LLC. Sharon has over 20 years of experience in the financial services industry. Sharon is registered in 20 states and holds the Series 63, 65, 7, and SIE exams. Prior to joining Tcfg Investment Advisors, LLC, Sharon worked at Edward Jones, Calton & Associates, Inc. and NFP Advisor Services, LLC. Sharon focuses on providing financial planning and portfolio management services to individuals and businesses.

Firm Information

Sharon Herbst is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sharon Herbst’s Registration & Firm History

WA

03/05/2018 - Present

Tcfg Investment Advisors, LLC (SPOKANE Valley WA)

WA

02/16/2016 - 06/13/2017

CALTON & ASSOCIATES, INC. (Spokane Valley WA)

WA

12/02/2015 - 02/16/2016

NFP ADVISOR SERVICES, LLC (Spokane Valley WA)

WA

05/30/2002 - 11/13/2015

EDWARD JONES (SPOKANE VALLEY WA)

WA

02/10/1994 - 06/28/2002

NELSON SECURITIES,INC. (SPOKANE WA)

NY

05/01/1979 - 05/20/1991

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

01/03/1978 - 11/20/1978

TUCKER, ANTHONY & R. L. DAY, INC.

Not sure if Sharon Lee Herbst is right for you?

Licenses & Designations

IA

Issued 01/04/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 4 public disclosures for Sharon Lee Herbst. Review regulatory record here.
Not sure if Sharon Lee Herbst is right for you?