Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Kalanit Szeimberg is an investment professional with over 20 years of experience in the financial industry. Sharon is currently registered with Bofa Securities, Inc. Her previous experience includes roles with Pruco Securities, LLC., Prudential Annuities Distributors, Inc., Prudential Investment Management Services LLC, Wachovia Securities, LLC and Prudential Securities Incorporated. Sharon holds a number of securities licenses and is a Series 24, 51, and 26 principal. She is also a Series 63, 62, 6, and 7 representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
12/18/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NJ
02/19/2004 - 10/26/2018
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
02/19/2004 - 10/26/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (NEWARK NJ)
NJ
02/19/2004 - 10/25/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MO
02/19/2004 - 09/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
01/26/2000 - 12/15/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
08/13/1998 - 03/05/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
03/01/2000 - 02/21/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/18/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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