Unclaimed
Sharon Kemp is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Sharon has been in the industry since 1998. Sharon is registered in 26 states. Sharon Kemp is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to offer investment advisory services through Merrill Lynch, Pierce, Fenner & Smith Inc. Sharon's previous affiliations include UBS PaineWebber Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/09/2003 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEAUMONT TX)
NJ
01/25/2002 - 04/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/21/1998 - 01/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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