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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Joy Brand is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She is a registered representative with the firm and has been in the industry since 1986. Sharon has earned several professional designations, including the Series 7 and Series 66 licenses. Sharon has experience working with a variety of clients, including individuals, corporations, and institutions. Sharon is a dedicated professional with a strong commitment to providing her clients with the highest quality of service. Her experience with firms like CITIGROUP GLOBAL MARKETS INC, LEGG MASON WOOD WALKER, INCORPORATED, and DEAN WITTER REYNOLDS INC., gives Sharon a strong understanding of the financial markets. She is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/07/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/22/2005 - 07/06/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
07/03/1995 - 08/27/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/04/1988 - 07/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/17/1985 - 02/06/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 10/25/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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