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Sharon Hang Leung

Wolfe Research Securities

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About Sharon Hang Leung

Sharon Leung is an active advisor at Wolfe Research Securities. Sharon has been in the industry since 2010 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Sharon is a Series 7, Series 63, Series 86, and Series 87 licensed advisor. Sharon has previously worked at INSTINET, LLC, Nomura Securities International, Inc., Autonomous Research US LP, Autonomous Research LLP, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Sharon Leung is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharon Leung’s Registration & Firm History

NY

07/03/2018 - Present

Wolfe Research Securities (New York NY)

NY

11/14/2016 - 07/18/2018

INSTINET, LLC (NEW YORK NY)

NY

09/30/2013 - 11/14/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

03/21/2013 - 10/01/2013

AUTONOMOUS RESEARCH US LP (NEW YORK NY)

NY

09/05/2012 - 04/04/2013

AUTONOMOUS RESEARCH LLP (NEW YORK NY)

NY

09/06/2010 - 06/15/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/08/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sharon Hang Leung.
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