Unclaimed
Sharon Leung is an active advisor at Wolfe Research Securities. Sharon has been in the industry since 2010 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Sharon is a Series 7, Series 63, Series 86, and Series 87 licensed advisor. Sharon has previously worked at INSTINET, LLC, Nomura Securities International, Inc., Autonomous Research US LP, Autonomous Research LLP, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2018 - Present
Wolfe Research Securities (New York NY)
NY
11/14/2016 - 07/18/2018
INSTINET, LLC (NEW YORK NY)
NY
09/30/2013 - 11/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
03/21/2013 - 10/01/2013
AUTONOMOUS RESEARCH US LP (NEW YORK NY)
NY
09/05/2012 - 04/04/2013
AUTONOMOUS RESEARCH LLP (NEW YORK NY)
NY
09/06/2010 - 06/15/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/08/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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