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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Garza is a financial advisor with UBS Financial Services Inc. based in CORPUS CHRISTI, TX. Sharon has been in the financial industry since 1998. Sharon has experience working with clients in a variety of areas, including individuals, businesses, charitable organizations, insurance companies, and pension and profit-sharing plans. Prior to joining UBS Financial Services Inc., Sharon worked with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Sharon is a registered representative with FINRA and is licensed to sell securities in several states. Sharon's areas of specialization include investments, financial planning, retirement planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/06/2014 - Present
UBS Financial Services Inc. (CORPUS CHRISTI TX)
TX
01/01/2008 - 01/28/2010
WELLS FARGO ADVISORS, LLC (CORPUS CHRISTI TX)
TX
01/05/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CORPUS CHRISTI TX)
MO
07/01/2003 - 01/06/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/16/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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