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Sharon F Ross

Northwestern Mutual Investment Services, LLC

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About Sharon F Ross

Sharon F. Ross is a financial advisor with Northwestern Mutual Investment Services, LLC. Sharon is a registered representative of Northwestern Mutual Investment Services, LLC, and a registered investment advisor. Sharon has been in the industry since April 9, 2013, and is licensed to sell securities in 51 states. Sharon has held previous positions with RCH Securities, Principal Securities, Inc., Wells Fargo Clearing Services, LLC, Brighthouse Securities, LLC, TIAA-CREF Individual & Institutional Services, LLC, and Vanguard Marketing Corporation. Sharon is dedicated to helping her clients achieve their financial goals.

Firm Information

Sharon Ross is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sharon Ross’s Registration & Firm History

WI

08/16/2024 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NC

07/14/2022 - 09/15/2022

RCH SECURITIES (CHARLOTTE NC)

NC

07/30/2021 - 04/12/2022

PRINCIPAL SECURITIES, INC. (Charlotte NC)

NC

10/02/2019 - 03/02/2021

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

NC

06/11/2019 - 09/18/2019

BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)

SC

08/06/2018 - 05/08/2019

WELLS FARGO CLEARING SERVICES, LLC (CLOVER SC)

NC

07/28/2014 - 06/18/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NC

06/08/2010 - 07/25/2014

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 07/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Sharon F Ross. Review regulatory record here.
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