Unclaimed
Sharon Ellen Pope is a financial advisor with Transamerica Financial Advisors, Inc., a firm with over 1,100 advisors nationwide. Sharon has been in the financial industry since 1999 and has worked with several firms over the years. Sharon is registered with both FINRA and the state of Iowa and holds Series 6, 7, 24, 26, 51 and 66 licenses. Sharon specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IA
05/10/2017 - Present
Transamerica Financial Advisors, Inc. (Cedar Rapids IA)
AZ
08/13/2015 - 04/12/2017
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
08/13/2015 - 04/12/2017
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
08/13/2015 - 04/12/2017
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
09/30/2010 - 04/12/2017
FSC SECURITIES CORPORATION (ATLANTA GA)
TX
08/13/2015 - 04/06/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
GA
03/05/2008 - 10/01/2010
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/27/1999 - 02/29/2008
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 07/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/24/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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