Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Elizabeth Powell is a financial professional with over two decades of experience in the securities industry. Sharon has held leadership positions at prominent firms including Sanford C. Bernstein & Co., LLC, and Fortis Securities LLC. Sharon is currently registered with BNP Paribas Securities Corp. where Sharon focuses on providing comprehensive financial solutions to individual investors. Sharon holds a Series 7, Series 24, Series 55, Series 63, and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/04/2010 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
08/30/2005 - 05/03/2010
FORTIS SECURITIES LLC (NEW YORK NY)
NY
12/07/2000 - 09/14/2005
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/31/2000 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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