Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Robles is a financial advisor at UBS Financial Services Inc. Sharon has been in the financial industry since 1994 and has a wide range of experience in providing financial advice to individuals and businesses. Sharon is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in multiple states. Sharon has a proven track record of success in helping clients achieve their financial goals and is committed to providing personalized and professional service. Sharon is a dedicated financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/18/2009 - Present
UBS Financial Services Inc. (HOUSTON TX)
MD
06/20/2003 - 08/09/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
01/14/1999 - 07/17/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
08/03/1998 - 12/22/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
07/08/1993 - 08/19/1998
MARQUIS INVESTMENTS, L.L.C.
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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