Unclaimed
Sharon Swogger is a financial advisor currently registered with Cambridge Investment Research, Inc. She is a financial professional with over 10 years of experience. Prior to joining Cambridge Investment Research, Inc. Sharon Swogger was associated with Securities America, Inc. and SagePoint Financial, Inc. Sharon Swogger holds the Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
04/22/2024 - Present
Cambridge Investment Research, Inc. (Traverse City MI)
MI
01/14/2015 - 04/22/2024
SECURITIES AMERICA, INC. (TRAVERSE CITY MI)
MI
12/18/2012 - 12/11/2014
SAGEPOINT FINANCIAL, INC. (TRAVERSE CITY MI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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