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Sharon Ann Clapprood

Mutual OF America Securities LLC

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About Sharon Ann Clapprood

Sharon Ann Clapprood is a financial advisor with Mutual of America Securities LLC. Sharon has been in the financial industry since 1998 and has experience working with various firms including Lincoln Financial Advisors Corporation, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Prudential Securities Incorporated, MetLife Securities Inc. and Metropolitan Life Insurance Company. Sharon is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 7, Series 66 and SIE licenses. Sharon is also registered with the states of Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont.

Firm Information

Sharon Clapprood is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharon Clapprood’s Registration & Firm History

RI

06/21/2023 - Present

Mutual OF America Securities LLC (Providence RI)

RI

12/10/2008 - 06/23/2023

LINCOLN FINANCIAL ADVISORS CORPORATION (CUMBERLAND RI)

RI

10/20/2004 - 11/24/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

NY

04/10/2002 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

10/08/2001 - 02/27/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/09/2000 - 03/05/2001

QUICK & REILLY, INC. (NEW YORK NY)

MA

04/06/1998 - 05/09/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/06/1998 - 05/09/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/29/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 04/03/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sharon Ann Clapprood.
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