Unclaimed
Sharon Althea Smith sullivan has been in the financial services industry since 1995 and is currently registered with PFS Investments Inc. She holds a Series 6, Series 26, and Series 63 license and is also registered in several states. Her focus is on investment advisory services for individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/22/1995 - Present
PFS Investments Inc. (BROOKLYN NY)
BC
Issued 01/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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