Unclaimed
Sharon Alexandra Gaviria is a financial professional with over 19 years of experience in the industry. Sharon is currently registered with Stuart Frankel & CO., Inc. and is a Series 24, 27, 62, SIE and 99TO licensed professional. Sharon has held previous roles at Auerbach Grayson & Company LLC and AXES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2024 - Present
Stuart Frankel & CO., Inc. (GREAT NECK NY)
NY
09/06/2004 - 03/08/2024
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
07/21/2005 - 03/03/2009
AXES, LLC (NEW YORK NY)
BC
Issued 10/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 09/04/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2014
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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