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Sharon Alexandra Gaviria

Stuart Frankel & CO., Inc.

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About Sharon Alexandra Gaviria

Sharon Alexandra Gaviria is a financial professional with over 19 years of experience in the industry. Sharon is currently registered with Stuart Frankel & CO., Inc. and is a Series 24, 27, 62, SIE and 99TO licensed professional. Sharon has held previous roles at Auerbach Grayson & Company LLC and AXES, LLC.

Firm Information

Sharon Gaviria is currently registered with Stuart Frankel & CO., Inc.. Stuart Frankel & CO., Inc. is a Corporation formed in 1987 and approved by the SEC. The firm is registered in California, Florida, Massachusetts, New Jersey, New York, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharon Gaviria’s Registration & Firm History

NY

03/26/2024 - Present

Stuart Frankel & CO., Inc. (GREAT NECK NY)

NY

09/06/2004 - 03/08/2024

AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)

NY

07/21/2005 - 03/03/2009

AXES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 09/04/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2014

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sharon Alexandra Gaviria.
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