Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharon? Claim Your ProfileSharon Abigail Roggentine is a financial advisor at Edward Jones. Sharon has been in the financial industry since June 2009, and has experience with both broker-dealer and investment advisor roles. Sharon is registered with both FINRA and the state of Missouri and is also registered as an Investment Advisor Representative (IAR) with the state of Missouri. Sharon is a Registered Representative and holds the Series 7, 9, 10, 24, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/14/2019 - Present
Edward Jones (ST LOUIS MO)
NE
11/09/2017 - 01/16/2018
TD AMERITRADE, INC. (OMAHA NE)
MO
06/27/2014 - 12/19/2017
SCOTTRADE, INC. (ST LOUIS MO)
CO
03/24/2009 - 04/03/2014
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 07/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sharon Roggentine is the right advisor for you? Invested Better is here to help.
