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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharmishtha? Claim Your ProfileSharmishtha Prasad is a financial advisor based in Raleigh, NC. Sharmishtha is a registered representative and investment advisor representative. Sharmishtha is currently registered with Cuso Financial Services, LP, and has been in the industry since June 14, 2012. Prior to joining Cuso Financial Services, LP, Sharmishtha was associated with PNC Capital Markets LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/03/2024 - Present
Cuso Financial Services, LP (RALEIGH NC)
NC
07/15/2021 - 07/20/2023
PNC CAPITAL MARKETS LLC (RALEIGH NC)
NC
03/12/2018 - 06/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NC
04/27/2004 - 04/05/2011
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 02/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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