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Sharmane Denise Fleming

Blackrock Investments, LLC

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About Sharmane Denise Fleming

Sharmane Denise Fleming is a Registered Representative and Investment Advisor Representative with Blackrock Investments, LLC. Sharmane has been in the financial services industry since December 18, 2012. Sharmane is licensed to sell securities in the state of New Jersey. Sharmane holds the Series 6, Series 99, and SIE licenses. Sharmane has a previous registration with FAM Distributors, Inc.

Firm Information

Sharmane Fleming is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharmane Fleming’s Registration & Firm History

NJ

11/06/2020 - Present

Blackrock Investments, LLC (PRINCETON NJ)

NY

02/24/1999 - 01/11/2007

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/06/2020

Series 99TO - Operations Professional Examination

BC

Issued 05/29/2020

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sharmane Denise Fleming. Review regulatory record here.
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