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Sharlene Ann Woerther

Nationwide Investment Services Corp.

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About Sharlene Ann Woerther

Sharlene Woerther is a financial professional with over 25 years of experience in the financial services industry. Sharlene is currently registered with Nationwide Investment Services Corp., and holds Series 6, 7 and 63 licenses, as well as the SIE exam. Prior to joining Nationwide Investment Services Corp., Sharlene worked with several other firms including First Palladium, LLC, Mercap Securities, LLC, Cetera Advisor Networks LLC, Tower Square Securities, Inc., Walnut Street Securities, Inc., Aetna Investment Services, Inc., and Aetna Life Insurance and Annuity Company.

Firm Information

Sharlene Woerther is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharlene Woerther’s Registration & Firm History

OH

11/06/2019 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

IN

11/15/2018 - 10/14/2019

FIRST PALLADIUM, LLC (FORT WAYNE IN)

GA

08/17/2015 - 12/04/2017

MERCAP SECURITIES, LLC (ATLANTA GA)

CA

09/03/2013 - 08/03/2015

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CA

10/25/2002 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CA

08/08/2000 - 07/03/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CT

10/15/1993 - 05/19/1999

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CT

06/03/1992 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/02/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sharlene Ann Woerther.
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