Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharif? Claim Your ProfileSharif Farag is a financial advisor with over 10 years of experience in the industry. Currently, Sharif is registered with Allspring Funds Distributor, LLC and holds registrations in all 50 states and several U.S. territories. Sharif has held previous positions at DFA Securities LLC and BNP Paribas Securities Corp. Sharif is a Series 7, 79, 3, 63 and 7TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/30/2020 - Present
Allspring Funds Distributor, LLC (LOS ANGELES CA)
CA
09/24/2013 - 05/18/2015
DFA SECURITIES LLC (SANTA MONICA CA)
NY
12/21/2010 - 09/13/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/23/2018
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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