Unclaimed
Shari Putman is a registered representative with Alliance-ONE Investments, LLC. Shari Putman is licensed to sell investment company products and variable contracts. Shari Putman has been active in the financial services industry since February 1, 2021 and has a Series 6TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
02/02/2021 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
BC
Issued 02/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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