Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shari? Claim Your ProfileShari Rothenberg is a financial professional with over eight years of experience in the securities industry. Shari is currently registered with Triad Securities Corp., CRB Securities, LLC, Improved Corporate Finance LLC, Thinktanktwo Securities LLC, Teneo Securities LLC, Finantia USA Inc., Rialto Markets LLC, Causeway Securities LLC, Dorset Peak Securities LLC, Ohanae Securities LLC, Corsair Advisors LLC, Madison Paige Securities LLC and Manor Park Securities LLC. Shari has held previous positions at CRESCENDO MARKETS LLC, ANCORIS SECURITIES LLC, GB CAPITAL MARKETS LLC, LS SECURITIES, LLC, LIONTREE ADVISORS LLC, NCG SECURITIES LLC, ACER INVESTMENT GROUP, LLC, CORSAIR ADVISORS LLC, EM SECURITIES LLC and CLYDESDALE SECURITIES LLC. Shari holds the Series 27, Series 99TO and SIE licenses. Shari is registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/22/2023 - Present
Triad Securities Corp. (NEW YORK NY)
NY
07/22/2019 - 05/08/2024
CRESCENDO MARKETS LLC (NEW YORK NY)
NY
10/20/2021 - 09/08/2023
ANCORIS SECURITIES LLC (NEW YORK NY)
DC
02/27/2019 - 08/25/2023
GB CAPITAL MARKETS LLC (WASHINGTON DC)
NJ
08/24/2018 - 09/25/2019
LS SECURITIES, LLC (PARSIPPANY NJ)
NY
08/10/2016 - 05/21/2018
LIONTREE ADVISORS LLC (NEW YORK NY)
NJ
03/17/2016 - 09/26/2017
NCG SECURITIES LLC (RED BANK NJ)
FL
02/26/2016 - 03/13/2017
ACER INVESTMENT GROUP, LLC (BONITA SPRINGS FL)
NY
01/19/2016 - 11/17/2016
CORSAIR ADVISORS LLC (NEW YORK NY)
NY
03/03/2016 - 07/08/2016
EM SECURITIES LLC (NEW YORK NY)
NY
03/03/2016 - 07/08/2016
LIONTREE ADVISORS LLC (NEW YORK NY)
NY
01/01/2016 - 03/10/2016
CLYDESDALE SECURITIES LLC (NEW YORK NY)
BC
Issued 12/28/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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