Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shari? Claim Your ProfileShari Lynn Sikes is a financial advisor with over 20 years of experience in the industry. She has a strong background in securities and investments, having held roles with several prominent firms. Currently, Shari is registered with First Trust Portfolios LP as a Series 7 and Series 63 licensed representative. Prior to her current role, Shari held positions at Nuveen Investments, LLC, Wachovia Securities, Inc., and Kemper Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/04/2015 - Present
First Trust Portfolios LP (WHEATON IL)
IL
03/10/2003 - 06/23/2009
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
MO
03/20/1997 - 02/25/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
IL
02/01/1995 - 04/04/1997
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
12/20/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 12/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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