Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shari? Claim Your ProfileShari Hopkins is an investment advisor representative with Wells Fargo Clearing Services, LLC. Shari has been in the financial services industry since April 26, 1999. Shari Hopkins has passed the Series 7, Series 31, Series 63, Series 65, and SIE exams. Shari Hopkins is registered to provide investment advice in Texas and Wisconsin. Shari Hopkins has worked at Wells Fargo Clearing Services, LLC, LPL Financial LLC, and ProEquities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/11/2022 - Present
Wells Fargo Clearing Services, LLC (SAINT PAUL MN)
WI
08/20/2010 - 07/01/2022
LPL FINANCIAL LLC (LA CROSSE WI)
WI
06/01/2010 - 08/25/2010
PROEQUITIES, INC. (ONALASKA WI)
OH
03/27/2008 - 11/10/2009
CHASE INVESTMENT SERVICES CORP. (ATHENS OH)
IL
08/10/2000 - 01/17/2008
FIDELITY BROKERAGE SERVICES LLC (OAKBROOK IL)
NY
09/18/1998 - 07/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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