Unclaimed
Shari Emily Mueller is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Shari is located in FRANKLIN, WI and has been in the industry for over 20 years, since 1999. Shari is a registered representative holding Series 6, 7 and 24 licenses. In addition to the SIE license, Shari also holds the General Securities Representative Examination (Series 7), the Investment Company Products/Variable Contracts Representative Examination (Series 6) and the General Securities Principal Examination (Series 24) licenses. Northwestern Mutual Investment Services, LLC is a registered broker dealer and investment advisor, based in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/12/1999 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 02/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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