Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shari? Claim Your ProfileShari Beth Hughes is a financial advisor who has been in the industry since 2001. She is currently registered with Wedbush Securities Inc. and has previously been registered with KESTRA INVESTMENT SERVICES, LLC, WELLS FARGO CLEARING SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, UBS FINANCIAL SERVICES INC., WACHOVIA SECURITIES, LLC and PRUDENTIAL SECURITIES INCORPORATED. Shari holds the Series 7, Series 63, and SIE licenses and has a state exam count of 1, a product exam count of 2, and a principal exam count of 0. She is registered to sell securities in California, Hawaii, and Washington. Shari specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/11/2022 - Present
Wedbush Securities Inc. (CARLSBAD CA)
CA
01/12/2017 - 02/14/2022
KESTRA INVESTMENT SERVICES, LLC (Carlsbad CA)
CA
06/17/2014 - 01/17/2017
WELLS FARGO CLEARING SERVICES, LLC (CARLSBAD CA)
NJ
04/03/2008 - 06/18/2014
COMMONWEALTH FINANCIAL NETWORK (MARLTON NJ)
NJ
02/10/2005 - 01/14/2008
UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)
MO
07/01/2003 - 02/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/04/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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