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Sharee Nicole Chambliss

UBS Securities LLC

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About Sharee Nicole Chambliss

Sharee Chambliss is a financial professional with over 14 years of experience in the securities industry. Sharee is currently registered with UBS Securities LLC in New York, NY. Previously, Sharee was registered with UBS Financial Services Inc. in Weehawken, NJ from 2010 to 2022, and with UBS Services USA LLC in Weehawken, NJ from 2008 to 2010. Sharee has passed the General Securities Representative Examination (Series 7), Securities Industry Essentials Examination (SIE), and Operations Professional Examination (Series 99).

Firm Information

Sharee Chambliss is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharee Chambliss’s Registration & Firm History

NY

04/22/2015 - Present

UBS Securities LLC (NEW YORK NY)

NJ

01/01/2010 - 03/30/2022

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

05/05/2008 - 01/01/2010

UBS SERVICES USA LLC (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sharee Nicole Chambliss.
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