Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sharaff? Claim Your ProfileSharaff Ulann Rathur is a financial advisor with over 10 years of experience in the industry. Sharaff is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with PNC Investments, Carter, Terry & Company, Inc., Roswell Capital Securities, LLC, and Morgan Stanley Smith Barney. Sharaff holds a Series 66, Series 65, Series 7, Series 3, Series 79 and SIE licenses. Sharaff has a broad background in investment banking, futures, and securities, and offers advisory services to institutional clients, individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/11/2017 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
03/24/2015 - 01/13/2017
PNC INVESTMENTS (PALMETTO GA)
GA
07/09/2013 - 03/16/2015
CARTER, TERRY & COMPANY, INC. (ATLANTA GA)
GA
05/02/2012 - 07/26/2013
ROSWELL CAPITAL SECURITIES, LLC (ALPHARETTA GA)
GA
01/13/2012 - 05/10/2012
MOODY CAPITAL SOLUTIONS, INC (ATLANTA GA)
GA
06/04/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
IA
Issued 02/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/21/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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