Unclaimed
Sharad Siva Kumar is a financial professional with over 10 years of experience in the industry. Sharad Siva Kumar has a strong background in securities trading and has held various roles at prominent firms such as Jump Trading, LLC, Flow Traders U.S. LLC, and Clear Street Markets LLC. Sharad Siva Kumar is currently registered with CTC, LLC. Sharad Siva Kumar holds a Series 7, Series 24, Series 55, and Series 63 license. Sharad Siva Kumar has demonstrated a commitment to professional development by obtaining the Series 14 license in 2023 and the Securities Trader Exam (Series 57TO) in 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/11/2024 - Present
CTC, LLC (CHICAGO IL)
NY
09/30/2022 - 06/17/2024
CLEAR STREET MARKETS LLC (NEW YORK NY)
NY
11/26/2013 - 07/31/2017
SUMMIT SECURITIES GROUP, LLC (NEW YORK NY)
NY
04/06/2010 - 10/27/2010
FLOW TRADERS U.S. LLC (NEW YORK NY)
CT
07/16/2009 - 11/25/2009
TRADING MACHINES LLC (STAMFORD CT)
IL
05/19/2008 - 09/30/2008
JUMP TRADING, LLC (CHICAGO IL)
IL
12/21/2006 - 04/18/2008
OCTEG, LLC (CHICAGO IL)
BC
Issued 08/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2022
Series 57TO - Securities Trader Exam
BC
Issued 09/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2007
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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