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Sharad Siva Kumar

CTC, LLC

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About Sharad Siva Kumar

Sharad Siva Kumar is a financial professional with over 10 years of experience in the industry. Sharad Siva Kumar has a strong background in securities trading and has held various roles at prominent firms such as Jump Trading, LLC, Flow Traders U.S. LLC, and Clear Street Markets LLC. Sharad Siva Kumar is currently registered with CTC, LLC. Sharad Siva Kumar holds a Series 7, Series 24, Series 55, and Series 63 license. Sharad Siva Kumar has demonstrated a commitment to professional development by obtaining the Series 14 license in 2023 and the Securities Trader Exam (Series 57TO) in 2022.

Firm Information

Sharad Kumar is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sharad Kumar’s Registration & Firm History

IL

06/11/2024 - Present

CTC, LLC (CHICAGO IL)

NY

09/30/2022 - 06/17/2024

CLEAR STREET MARKETS LLC (NEW YORK NY)

NY

11/26/2013 - 07/31/2017

SUMMIT SECURITIES GROUP, LLC (NEW YORK NY)

NY

04/06/2010 - 10/27/2010

FLOW TRADERS U.S. LLC (NEW YORK NY)

CT

07/16/2009 - 11/25/2009

TRADING MACHINES LLC (STAMFORD CT)

IL

05/19/2008 - 09/30/2008

JUMP TRADING, LLC (CHICAGO IL)

IL

12/21/2006 - 04/18/2008

OCTEG, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/31/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/05/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/30/2022

Series 57TO - Securities Trader Exam

BC

Issued 09/16/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/25/2007

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Sharad Siva Kumar.
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