Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shara? Claim Your ProfileShara Liu Wallace is a financial advisor with Ares Wealth Management Solutions, LLC. Shara has been in the industry since 2007 and has a strong background in investments. Shara holds the Series 6, Series 7, and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
02/08/2021 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
CA
12/11/2019 - 02/17/2021
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
CO
11/27/2017 - 12/04/2019
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
CA
03/20/2015 - 10/17/2017
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
AZ
09/25/2009 - 04/07/2015
COLE CAPITAL CORPORATION (PHOENIX AZ)
AZ
02/19/2007 - 05/01/2009
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
BC
Issued 03/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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