Unclaimed
Shaon Imran Baqui is a financial advisor with Janus Henderson Distributors US LLC. Shaon has been in the industry since April 13, 2010. Shaon holds Series 7, 86, 87, and SIE licenses. Shaon holds a Series 63 license and is registered in California and Colorado. Previously, Shaon worked at Calamos Financial Services LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/02/2020 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
12/16/2015 - 10/27/2020
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
NY
09/25/2014 - 12/10/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
02/24/2010 - 09/15/2014
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 03/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/25/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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