Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shao wen john? Claim Your ProfileShao wen john Goh is a financial professional with experience in the securities industry. Shao wen john has been registered with FINRA since 2017 and holds Series 3, 7 and 63 licenses. Shao wen john currently works for Mizuho Securities USA LLC. Previously, Shao wen john was employed by Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/01/2017 - 08/10/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2017
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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