Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shao-tsung? Claim Your ProfileShao-tsung Tseng is an Investment Advisor Representative at Independent Financial Group, LLC. Shao-tsung Tseng has been in the securities industry since 2009. Shao-tsung Tseng holds Series 6, 7, 63, and 65 licenses and is also a Chartered Financial Consultant. Shao-tsung Tseng previously worked at VOYA FINANCIAL ADVISORS, INC. and PARK AVENUE SECURITIES LLC. Shao-tsung Tseng's firm, Independent Financial Group, LLC, is a registered investment advisor with approximately $6.75 billion in regulatory assets under management. Independent Financial Group, LLC provides financial planning, portfolio management, and other advisory services to individuals, businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/27/2018 - Present
Independent Financial Group, LLC (SUNNYVALE CA)
CA
03/03/2015 - 09/28/2015
VOYA FINANCIAL ADVISORS, INC. (SUNNYVALE CA)
CA
05/13/2010 - 02/04/2015
PARK AVENUE SECURITIES LLC (SAN JOSE CA)
CA
09/07/2009 - 03/18/2010
WORLD GROUP SECURITIES, INC. (SUNNYVALE CA)
IA
Issued 12/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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