Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shao? Claim Your ProfileShao Te is a financial advisor with Wealthpenn.comllc. Shao Te has been working in the financial industry since 1990. Shao Te has a strong background in financial services, having worked at several firms including Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Shao Te provides a variety of services including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/26/2021 - Present
Wealthpenn.comllc (Palo Alto CA)
CA
01/03/2011 - 09/09/2011
WELLS FARGO ADVISORS, LLC (FREMONT CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
CA
06/30/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
02/08/1996 - 07/12/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/12/1990 - 12/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
04/24/1990 - 10/25/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 12/1/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/3/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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