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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shao? Claim Your ProfileShao Te is a financial advisor registered with Morgan Stanley in Palo Alto, California. Shao has been in the industry since June 26, 1990, and has experience working at several firms including WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Shao has passed the Series 63, 65, 7 and SIE exams and is currently registered with the state of California as well as a number of other states, including Texas, Arizona, Florida, and Georgia. Shao specializes in providing financial advice for individuals, high-net-worth individuals, corporations and other businesses, investment clubs, charitable organizations, pension and profit sharing plans, insurance companies, banking or thrift institutions, investment companies, state or municipal government entities and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/26/2021 - Present
Morgan Stanley (Palo Alto CA)
CA
01/03/2011 - 09/09/2011
WELLS FARGO ADVISORS, LLC (FREMONT CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
CA
06/30/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
02/08/1996 - 07/12/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/12/1990 - 12/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
04/24/1990 - 10/25/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 12/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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