Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanyao? Claim Your ProfileShanyao Yang is a registered representative with Mizuho Securities USA LLC and has been in the securities industry since March 28, 2017. Shanyao Yang holds Series 7, 57, 63, 79TO, 99TO, and SIE licenses and is registered in 52 states and the District of Columbia. Shanyao Yang was previously employed by ARXIS SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/02/2017 - 06/13/2017
ARXIS SECURITIES LLC (NEW YORK NY)
BC
Issued 04/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/20/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 57 - Securities Trader Exam
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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