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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanya? Claim Your ProfileShanya Yallaly is a financial advisor at UBS Financial Services Inc. Shanya has been working in the financial services industry since 2020. Shanya holds Series 7TO, Series 63, and Series 66 securities licenses. Shanya has been registered in Colorado and Texas and has previously been registered in Arizona, California, Florida, and Idaho. Shanya has experience working at Fidelity Brokerage Services LLC, GWFS Equities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Rockefeller Financial LLC. Shanya is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
06/23/2022 - Present
UBS Financial Services Inc. (DENVER CO)
TX
02/18/2022 - 06/27/2022
ROCKEFELLER FINANCIAL LLC (Dallas TX)
CO
07/28/2021 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
CO
01/19/2021 - 06/16/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/01/2020 - 01/06/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 10/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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