Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanua? Claim Your ProfileShanua Allen Joo is a financial advisor with over 20 years of experience in the industry. She currently works at First Citizens Investor Services, Inc. in CHARLOTTE, North Carolina. Shanua has held previous positions at LPL FINANCIAL LLC, AVANTAX INVESTMENT SERVICES, INC., and PENSIONMARK SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
02/15/2022 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
SC
07/10/2020 - 10/21/2021
LPL FINANCIAL LLC (FORT MILL SC)
TX
07/22/2021 - 09/02/2021
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
NC
05/15/2018 - 04/16/2020
PENSIONMARK SECURITIES, LLC (Charlotte NC)
SC
06/22/2017 - 04/25/2018
LPL FINANCIAL LLC (FORT MILL SC)
MN
04/21/2015 - 04/12/2016
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NC
05/03/2006 - 10/11/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
FL
08/04/1997 - 04/26/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (MERRITT ISLAND FL)
IA
Issued 02/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 09/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shanua Joo is the right advisor for you? Invested Better is here to help.
