Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shantia? Claim Your ProfileShantia La'quindolyn Mims is a registered representative with Vanguard Marketing Corp., based in CHARLOTTE, NC. Shantia holds the Series 7, Series 63 and SIE licenses, and is registered with the state of North Carolina. Shantia began their career in the financial services industry on September 28, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/29/2015 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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