Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shanti? Claim Your ProfileShanti Ramsahai has been in the financial services industry since 2004. She has worked for several firms, including HSBC Securities (USA) Inc., Chase Investment Services Corp., LPL Financial LLC and now at Citigroup Global Markets Inc. Shanti holds licenses in New York and has a wide range of experience in providing financial services to individuals and businesses. Shanti Ramsahai specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/08/2022 - Present
Citigroup Global Markets Inc. (Huntington Station NY)
NY
03/23/2021 - 10/19/2021
LPL FINANCIAL LLC (FRANKLIN SQUARE NY)
NY
06/20/2019 - 02/25/2020
HSBC SECURITIES (USA) INC. (OCEANSIDE NY)
NY
04/07/2005 - 11/17/2017
HSBC SECURITIES (USA) INC. (FLUSHING NY)
IL
03/16/2004 - 03/30/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 08/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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