Unclaimed
Shantanu Sundaram is a registered representative with Fidelity Distributors Co. LLC. Shantanu is licensed to provide securities advice and services in all 50 states, Washington, D.C. and Puerto Rico. Shantanu is also registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7TO, Series 63, and SIE exam holder. Shantanu has been in the securities industry since July 12, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/13/2024 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 07/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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