Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shant? Claim Your ProfileShant Thomasian is an investment advisor representative who has been in the industry since October 2004. Shant is currently registered with TCW Investment Management Co. LLC and has been with the firm since February 2023. Previously, Shant was registered with several other firms, including J.P. Morgan Securities Inc., Barclays Capital Inc., Lehman Brothers Inc., Neuberger Berman, LLC, Citigroup Investment Services, and UBS Financial Services Inc. Shant is licensed in California and has a Series 7, Series 66, and SIE license. Shant specializes in providing investment advice to high-net-worth individuals, corporations, pooled investment vehicles, investment companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
02/28/2023 - Present
TCW Investment Management Co. LLC (LOS ANGELES CA)
CA
10/08/2008 - 08/05/2009
J.P. MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
09/22/2008 - 10/08/2008
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
07/26/2007 - 09/22/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
CA
03/11/2005 - 07/31/2007
NEUBERGER BERMAN, LLC (LOS ANGELES CA)
NY
09/16/2003 - 08/25/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
10/17/2002 - 10/02/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 11/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shant Thomasian is the right advisor for you? Invested Better is here to help.
