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Shannon William Harrington

Tiaa-Cref Individual & Institutional Services, LLC

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About Shannon William Harrington

Shannon Harrington is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC, based in Little Rock, AR. Shannon Harrington has been in the financial services industry since 1998. Shannon Harrington is a registered representative and investment advisor representative in Arkansas. Shannon Harrington holds a Series 7, Series 6, Series 63, and Series 66 securities license.

Firm Information

Shannon Harrington is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Shannon Harrington’s Registration & Firm History

AR

08/06/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (LITTLE ROCK AR)

MA

11/07/2011 - 07/18/2014

TSC DISTRIBUTORS, LLC (BOSTON MA)

MA

02/11/2009 - 12/31/2010

SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)

PA

02/27/2007 - 02/09/2009

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

NJ

04/22/2004 - 02/15/2007

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MO

05/16/2001 - 05/31/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MA

03/22/1995 - 04/30/2001

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BOTH

Issued 06/01/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/21/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon William Harrington.
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