Unclaimed
Shannon Harrington is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC, based in Little Rock, AR. Shannon Harrington has been in the financial services industry since 1998. Shannon Harrington is a registered representative and investment advisor representative in Arkansas. Shannon Harrington holds a Series 7, Series 6, Series 63, and Series 66 securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AR
08/06/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (LITTLE ROCK AR)
MA
11/07/2011 - 07/18/2014
TSC DISTRIBUTORS, LLC (BOSTON MA)
MA
02/11/2009 - 12/31/2010
SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)
PA
02/27/2007 - 02/09/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
04/22/2004 - 02/15/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MO
05/16/2001 - 05/31/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
03/22/1995 - 04/30/2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 06/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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