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Shannon Trae Lambert

Tiaa-Cref Individual & Institutional Services, LLC

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About Shannon Trae Lambert

Shannon Lambert is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Shannon has been working in the financial services industry since 1999. Shannon is registered with the state of North Carolina as a broker-dealer and an investment advisor representative. Shannon's primary focus is on helping individuals and institutions achieve their financial goals. Shannon's areas of expertise include financial planning, portfolio management, and retirement planning.

Firm Information

Shannon Lambert is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Shannon Lambert’s Registration & Firm History

NC

01/20/2005 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

MO

06/19/2002 - 07/09/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NJ

11/17/1999 - 05/29/2002

HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)

MO

03/16/1999 - 10/22/1999

EDWARD JONES (ST. LOUIS MO)

MA

11/09/1998 - 01/11/1999

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Trae Lambert.
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