Unclaimed
Shannon Thomas Sulewski is a financial advisor with Pruco Securities, LLC. Shannon has been a financial advisor for 19 years and is licensed in Florida and Ohio. Shannon's previous employment includes roles with Ameriprise Financial Services, Inc., Associated Securities Corp., and Multi-Financial Securities Corporation. Shannon is a Series 66, 26, 24, SIE and Series 7 licensed advisor.
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Compensation from lpl enterprise, llc
1
2
FL
10/03/2014 - Present
Pruco Securities, LLC (Miami FL)
OH
01/04/2008 - 12/18/2013
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
04/20/2006 - 01/04/2008
ASSOCIATED SECURITIES CORP. (WORTHINGTON OH)
CO
07/02/2004 - 04/20/2006
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
BOTH
Issued 02/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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