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Shannon Thomas Sulewski

Pruco Securities, LLC

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About Shannon Thomas Sulewski

Shannon Thomas Sulewski is a financial advisor with Pruco Securities, LLC. Shannon has been a financial advisor for 19 years and is licensed in Florida and Ohio. Shannon's previous employment includes roles with Ameriprise Financial Services, Inc., Associated Securities Corp., and Multi-Financial Securities Corporation. Shannon is a Series 66, 26, 24, SIE and Series 7 licensed advisor.

Firm Information

Shannon Sulewski is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Shannon Sulewski’s Registration & Firm History

FL

10/03/2014 - Present

Pruco Securities, LLC (Miami FL)

OH

01/04/2008 - 12/18/2013

AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)

OH

04/20/2006 - 01/04/2008

ASSOCIATED SECURITIES CORP. (WORTHINGTON OH)

CO

07/02/2004 - 04/20/2006

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 02/10/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/18/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Thomas Sulewski.
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