Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shannon? Claim Your ProfileShannon Stauth is a financial advisor with over 20 years of experience in the financial services industry. Shannon is currently registered with LPL Financial LLC. Prior to joining LPL Financial LLC, Shannon was with Royal Alliance Associates, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., and Riedl First Securities Company of Kansas. Shannon is a Series 66, 7, and 24 licensed professional. Shannon is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
04/29/2019 - Present
LPL Financial LLC (WICHITA KS)
KS
11/02/2018 - 05/02/2019
ROYAL ALLIANCE ASSOCIATES, INC. (GREAT BEND KS)
KS
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (GREAT BEND KS)
KS
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HAYS KS)
KS
11/15/2006 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (HAYS KS)
KS
02/12/2004 - 01/19/2006
RIEDL FIRST SECURITIES COMPANY OF KANSAS (WICHITA KS)
WI
09/12/2002 - 04/30/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
SC
07/24/2001 - 01/14/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
KS
03/06/2001 - 07/16/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 04/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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