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Shannon Siwinski

R. Seelaus & CO., LLC

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About Shannon Siwinski

Shannon Siwinski is a financial advisor with over 30 years of experience in the industry. Currently, Shannon is registered with R. Seelaus & Co., LLC. Previously, Shannon was employed by firms such as BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, and Chase Securities, Inc. Shannon is licensed to sell securities in Connecticut, Illinois, Massachusetts, New Jersey, New York, and Pennsylvania. Shannon has passed the Series 7, Series 63, Series 72, and SIE exams.

Firm Information

Shannon Siwinski is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shannon Siwinski’s Registration & Firm History

NJ

07/31/2023 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NY

05/10/2019 - 07/14/2023

BOFA SECURITIES, INC. (NEW YORK NY)

NY

05/15/2018 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/01/2008 - 04/04/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/30/1996 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NA

04/03/1996 - 04/25/1996

CHASE SECURITIES INC.

MD

11/02/1992 - 03/28/1996

CHASE SECURITIES, INC. (NEW YORK MD)

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Licenses & Designations

BC

Issued 02/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shannon Siwinski.
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